UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 8.01. Other Events
On October 20, 2020, Sterling Bancorp, Inc. (the “Company”) received notice from The Nasdaq Stock Market LLC (“Nasdaq”) that its filing delinquency has been cured and that the Company is in compliance with all applicable listing standards. The Company has regained such compliance by filing the following periodic reports with the Securities and Exchange Commission: (i) Annual Report on Form 10-K for the year ended December 31, 2019, on October 6, 2020; (ii) Quarterly Report on Form 10-Q for the period ended March 31, 2020, on October 13, 2020; and (iii) Quarterly Report on Form 10-Q for the period ended June 30, 2020, on October 19, 2020. As a result, the Nasdaq notice also stated that the previously-scheduled hearing before a Nasdaq Hearings Panel has been canceled, and that the Company’s stock will continue to be listed and traded on Nasdaq.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Sterling Bancorp, Inc. | |||
| By: |
/s/ Steve Huber | ||
| Steve Huber | |||
| Chief Financial Officer | |||
Date: October 21, 2020